Todd L. Kendall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Lowell Kendall was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1997. Todd had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2022 - October 25, 2022
SSY FINANCE LLC
February 19, 2013 - December 31, 2019
DVB CAPITAL MARKETS LLC
January 3, 2011 - February 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
September 8, 2010 - January 3, 2011
KNIGHT LIBERTAS LLC
October 23, 2008 - September 7, 2010
FURTHER LANE SECURITIES, L.P.
April 26, 2004 - January 23, 2007
SG AMERICAS SECURITIES, LLC
April 18, 2000 - April 26, 2004
COWEN AND COMPANY
April 24, 1997 - April 18, 2000
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SSY FINANCE LLC
CRD#: 307109 / SEC#: , 8-70473
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SSY FINANCE LLP | MEMBER | |
| SAKOL, DANIEL SCOTT | OFFICER/FINOP/CHIEF COMPLIANCE OFFICER | 2813237 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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