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RM

Russell E. Murdock

SEABREEZE CAPITAL MANAGEMENT,LLC
Huntington Beach, CA
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CRD#: 2530207
RM

Professional summary


Russell Eugene Murdock, who also goes by Russ Murdock, is a registered financial advisor currently at SEABREEZE CAPITAL MANAGEMENT,LLC located in Huntington Beach, California.

Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Russell has worked at 2 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Russ Murdock

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Russell Eugene Murdock's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 16, 2003 - Present

SEABREEZE CAPITAL MANAGEMENT,LLC

RIA
CRD#: 125945
Huntington Beach, CA
Past

October 10, 1994 - May 3, 1999

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/16/2003)

Exams


State Security Law Exam
RR
Series 63
Date: 10/18/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/23/1994
General Securities Principal Examination

Current Firm


SC
SEABREEZE CAPITAL MANAGEMENT,LLC
SEABREEZE CAPITAL MANAGEMENT,LLC

CRD#: 125945 / SEC#:

California
Registered Investment Advisory firm - (5/14/2003 Approved)
Texas
Registered Investment Advisory firm - (12/31/2015 Terminated)
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Contact information


Main Address
Huntington Beach, CA
Mailing Address
Phone number
(714) 846-3193
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts190
AUM (Assets Under Management)$ 52,604,905

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SEABREEZE CAPITAL MANAGEMENT,LLC

CRD#: 125945Huntington Beach, CA

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