William E. Baumgart
Professional summary
William Eugene Baumgart, who also goes by William Eugene Baumgart, William Baumgart, is a registered financial professional currently at AMERICAN DISCOVERY ADVISORS, LLC located in Los Angeles, California.
William is registered as a RR (Registered Representative) and started their career in finance in 1994. William has worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Eugene Baumgart's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2025 - Present
AMERICAN DISCOVERY ADVISORS, LLC
Office #1: 11150 Santa Monica Blvd. Suite 1425, Los Angeles, CA 90025October 18, 2017 - March 31, 2025
BNP PARIBAS SECURITIES CORP.
August 18, 2011 - August 4, 2016
MACQUARIE CAPITAL (USA) INC.
July 21, 2010 - August 1, 2011
CITADEL SECURITIES LLC
June 11, 2010 - June 30, 2010
PGP CAPITAL ADVISORS, LLC
May 9, 2001 - June 12, 2008
UBS SECURITIES LLC
December 18, 2000 - March 5, 2001
CREDIT SUISSE SECURITIES (USA) LLC
October 1, 1994 - December 18, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2025)
Exams
FINRA
Current Firm
AMERICAN DISCOVERY ADVISORS, LLC
CRD#: 287488 / SEC#: , 8-69899
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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