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GS

Giselle J. Sacon

OCEAN FINANCIAL SERVICES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2529928
GS

Professional summary

Giselle J Sacon, who also goes by Giselle Janet Sacon, is a registered financial professional currently at OCEAN FINANCIAL SERVICES, LLC located in Miami, Florida.

Giselle is registered as a RR (Registered Representative) and started their career in finance in 1995. Giselle has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Giselle Janet Sacon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Miami Ski Club, President of a non-profit skiing club, non-investment related, start date 06/01/2022, Fort Lauderdale FL, 12 hours monthly, none during trading hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Giselle J Sacon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2025 - Present

OCEAN FINANCIAL SERVICES, LLC

Office #1: 1000 Brickell Avenue, Miami, FL 33131
BD
CRD#: 164289
Miami, FL
Past

April 21, 2023 - October 28, 2024

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
Coconut Grove, FL
Past

April 20, 2023 - October 28, 2024

SANTANDER SECURITIES LLC

BD
CRD#: 41791
Coconut Grove, FL
Past

September 16, 2016 - February 8, 2023

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
CORAL GABLES, FL
Past

November 27, 2006 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
CORAL GABLES, FL
Past

November 24, 2004 - February 8, 2023

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
CORAL GABLES, FL
Past

May 12, 2003 - June 26, 2003

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
NAPA, CA
Past

June 3, 2002 - April 7, 2003

UBS INTERNATIONAL INC.

RIA
CRD#: 107726
MIAMI, FL
Past

June 3, 2002 - April 7, 2003

UBS INTERNATIONAL INC.

BD
CRD#: 107726
NEW YORK, NY
Past

October 16, 2000 - June 1, 2002

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
MIAMI, FL
Past

October 16, 2000 - June 3, 2002

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 2, 2000 - December 1, 2000

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

February 17, 1995 - February 11, 1997

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/3/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/21/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/10/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/16/1995
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

OF
OCEAN FINANCIAL SERVICES, LLC
OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289 / SEC#: , 8-69092

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
780 Nw 42nd Avenue, Suite 500, Miami, FL 33126
Mailing Address
780 Nw 42nd Avenue, Suite 500, Miami, FL 33126
Phone number
(305) 461-6940
Established
Florida since 01/19/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OFS HOLDING, LLCMEMBER
CAMPBELL, ROBERT NMNCHIEF FINANCIAL OFFICER1349154
DEL CANAL, MANUEL MMANAGER; CHIEF EXECUTIVE OFFICER4624208
LEYVA, GUSTAVO MARTINAML CHIEF COMPLIANCE OFFICER4426994
LEYVA, GUSTAVO MARTINCHIEF COMPLIANCE OFFICER4426994

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289Miami, FL 33131

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