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RB

Robert M. Bagley

BULLISH BOB BAGLEY SECURITIES
garland, TX
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CRD#: 2529749
RB

Professional summary


Robert Michael Bagley III, who also goes by Robert Michael Bagley, Tres Bagley, is a registered financial professional currently at BULLISH BOB BAGLEY SECURITIES, INC. located in Garland, Texas.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert Michael Bagley | Tres Bagley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Michael Bagley III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 15, 2018 - Present

BULLISH BOB BAGLEY SECURITIES, INC.

BD
CRD#: 24761
garland, TX
Past

June 15, 2016 - February 20, 2018

MORGAN STANLEY

RIA
CRD#: 149777
ARLINGTON, TX
Past

June 8, 2016 - February 20, 2018

MORGAN STANLEY

BD
CRD#: 149777
ARLINGTON, TX
Past

January 3, 2012 - November 17, 2015

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

June 26, 2006 - November 17, 2015

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

November 7, 2000 - June 26, 2006

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

May 5, 1999 - May 16, 2000

INVESTIN SECURITIES CORP.

BD
CRD#: 39295
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(2/15/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/15/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/20/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/21/2002
General Securities Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BB
BULLISH BOB BAGLEY SECURITIES, INC.
BULLISH BOB BAGLEY SECURITIES, INC.

CRD#: 24761 / SEC#: , 8-41372

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
429 Country View Lane, Garland, TX 75043
Mailing Address
429 Country View Lane, Garland, TX 75043
Phone number
(972) 285-5474
Established
Texas since 05/10/1989
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BAGLEY, ROBERT MICHAEL JRPRESIDENT/CHIEF COMPLIANCE OFFICER10044

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BULLISH BOB BAGLEY SECURITIES, INC.

CRD#: 24761Garland, TX

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