Julianne C. Dixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julianne Collins Dixon, who also goes by Julie Ann Collins, Julie Ann Dixon, was a registered financial professional .
Julianne is a previously registered financial professional and started their career in finance in 2002. Julianne had worked at 9 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2014 - July 7, 2014
ONTHREE FUND SUBSIDIARY, LLC
June 24, 2014 - September 2, 2014
303 ALTERNATIVES, LLC
August 7, 2013 - January 2, 2014
NICO SECURITIES, LLC
May 29, 2013 - May 15, 2014
ZOO TRADING LLC
April 5, 2011 - April 18, 2011
SUN TRADING EXECUTION SERVICES, LLC
September 2, 2009 - April 18, 2011
HRT EXECUTION SERVICES LLC
October 3, 2003 - February 4, 2004
CITADEL SECURITIES LLC
March 14, 2002 - February 4, 2004
CITADEL TRADING GROUP L.L.C.
March 14, 2002 - February 4, 2004
ARAGON INVESTMENTS, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONTHREE FUND SUBSIDIARY, LLC
CRD#: 150503 / SEC#: , 8-68265
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ONTHREE FUND, LLC | PARENT COMPANY | |
| ONTHREE MANAGEMENT, LLC | MANAGING MEMBER | |
| PAGE, JOHN WILEY | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | 2859840 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
