Ronald A. Williams

COREBRIDGE CAPITAL SERVICES

HOUSTON, TX 77019

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CRD#: 2529669

Professional summary

Ronald Anthony Williams is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Houston, Texas.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 1996. Ronald has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald Anthony Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2026 - Present

COREBRIDGE CAPITAL SERVICES, INC.

Office #1: 2929 Allen Parkway, Houston, TX 77019

CRD#: 13158

HOUSTON, TX

Past

August 12, 2022 - July 31, 2025

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

July 31, 2015 - August 8, 2022

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

March 2, 2015 - June 4, 2015

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

OAK BROOK, IL

Past

May 22, 2013 - June 4, 2015

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

OAK BROOK, IL

Past

July 10, 2006 - April 29, 2013

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

SCOTTSDALE, AZ

Past

May 17, 2001 - July 14, 2006

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

PLAINFIELD, IL

Past

March 3, 2000 - May 31, 2001

OLD SLIP CAPITAL MANAGEMENT, INC.

CRD#: 7360

PLANO, TX

Past

September 19, 1996 - September 30, 1999

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/15/2026)

Alaska
(9/15/2026)

Arizona
(9/15/2026)

Arkansas
(9/15/2026)

California
(9/15/2026)

Colorado
(9/15/2026)

Connecticut
(9/15/2026)

Delaware
(9/15/2026)

District of Columbia
(9/15/2026)

Florida
(9/15/2026)

Georgia
(9/15/2026)

Hawaii
(9/15/2026)

Idaho
(9/15/2026)

Illinois
(9/15/2026)

Indiana
(9/15/2026)

Iowa
(9/15/2026)

Kansas
(9/15/2026)

Kentucky
(9/15/2026)

Louisiana
(9/15/2026)

Maine
(9/15/2026)

Maryland
(9/15/2026)

Massachusetts
(9/15/2026)

Michigan
(9/15/2026)

Minnesota
(9/15/2026)

Mississippi
(9/15/2026)

Missouri
(9/15/2026)

Montana
(9/15/2026)

Nebraska
(9/15/2026)

Nevada
(9/15/2026)

New Hampshire
(9/15/2026)

New Jersey
(9/15/2026)

New Mexico
(9/15/2026)

New York
(9/15/2026)

North Carolina
(9/15/2026)

North Dakota
(9/15/2026)

Ohio
(9/15/2026)

Oklahoma
(9/15/2026)

Oregon
(9/15/2026)

Pennsylvania
(9/15/2026)

Puerto Rico
(9/15/2026)

Rhode Island
(9/15/2026)

South Carolina
(9/15/2026)

South Dakota
(9/15/2026)

Tennessee
(9/15/2026)

Texas
(9/15/2026)

Utah
(9/15/2026)

Vermont
(9/15/2026)

Virginia
(9/15/2026)

Washington
(9/15/2026)

West Virginia
(9/15/2026)

Wisconsin
(9/15/2026)

Wyoming
(9/15/2026)

Exams

What does exam status mean?

State Security Law Exam

Series 65

Status Unavailable

Passed: 3/2/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 10/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 3/1/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 9/18/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Status Unavailable

Passed: 3/30/2024

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: , 8-28733

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Mailing Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Phone number

(201) 324-6300

Established

Delaware since 11/05/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMERICAN GENERAL LIFE INSURANCE COMPANY	SHAREHOLDER
BURNETTE, CYNTHIA LEA	CHIEF FINANCIAL OFFICER	1863103
FORTEY, MICHAEL	CHIEF COMPLIANCE OFFICER	2304969
NASTA, CHRISTINA MARIE	PRESIDENT	2736888

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald A. Williams

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald Anthony Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUNA BROKERAGE SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

HORNOR, TOWNSEND & KENT, LLC

OLD SLIP CAPITAL MANAGEMENT, INC.

DWS DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Passed: 3/2/2015

Series 63

Passed: 10/10/1996

SIE

Passed: 10/1/2018

Series 7

Passed: 3/1/2018

Series 6

Passed: 9/18/1996

Series 26

Passed: 3/30/2024

FINRA

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COREBRIDGE CAPITAL SERVICES, INC.

TRUST BUT VERIFY

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