Scott C. Chevalier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Christopher Chevalier, who also goes by Usascott Christopher Chevalier, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1995. Scott had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2011 - April 13, 2016
BLOOMBERG TRADEBOOK LLC
October 14, 2009 - October 21, 2011
VIRTU ITG LLC
December 5, 2005 - February 7, 2007
UNX LLC
July 7, 2000 - July 2, 2004
TRACK DATA SECURITIES CORPORATION
June 17, 1999 - December 5, 2000
REVERE SECURITIES LLC
October 20, 1998 - November 23, 1998
COWEN EXECUTION SERVICES LLC
May 24, 1996 - September 10, 1998
NEBRASKA HUDSON COMPANY, INC.
January 12, 1995 - May 7, 1996
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/16/2015
Limited Representative-Equity Trader ExamCurrent Firm
BLOOMBERG TRADEBOOK LLC
CRD#: 40881 / SEC#: , 8-49219
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
