Eric G. Kuchherzki
Professional summary
Eric Gustav Kuchherzki, who also goes by Kuchherzki Gustav Eric, Eric Gustav Kuchherski, is a registered financial professional currently at CENTAURUS FINANCIAL, INC. located in South San Francisco, California.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1997. Eric has worked at 12 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Gustav Kuchherzki's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2018 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 611 Gateway Blvd. Suite #120, South San Francisco, CA 94080May 20, 2013 - July 18, 2018
TAYLOR CAPITAL MANAGEMENT INC.
February 24, 2011 - January 17, 2013
QUESTAR CAPITAL CORPORATION
August 5, 2008 - April 20, 2009
PRINCIPAL SECURITIES, INC.
January 24, 2007 - November 2, 2007
EMERSON EQUITY LLC
October 4, 2004 - January 27, 2006
FORESTERS EQUITY SERVICES, INC.
August 28, 2003 - September 5, 2003
A.B. WATLEY, INC.
July 10, 2003 - August 25, 2003
MILLENNIUM BROKERAGE, L.L.C.
March 27, 2002 - June 28, 2002
PREFERREDTRADE, INC.
March 20, 1998 - June 3, 1998
GILFORD SECURITIES INCORPORATED
August 14, 1997 - March 4, 1998
MORGAN STANLEY DEAN WITTER ONLINE INC.
May 8, 1997 - August 15, 1997
L. H. ALTON & COMPANY
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2018)
(4/21/2020)
(3/16/2020)
(12/4/2023)
(11/17/2021)
(5/16/2025)
(11/14/2019)
(11/8/2021)
Exams
Series 55
Date: 3/25/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
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