Phillip K. Yancey

CANNON FINANCIAL STRATEGISTS

ATHENS, GA 30605

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CRD#: 2529600

Professional summary

Phillip Kyle Yancey is a registered financial advisor currently at CANNON FINANCIAL STRATEGISTS, INC. located in Athens, Georgia and CANNON SECURITIES, INC. located in Athens, Georgia.

Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Phillip has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)CANNON FINANCIAL STRATEGISTS,INC; INVESTMENT RELATED; 649-8 S. MILLEDGE AVE.,ATHENS,GA 30605; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISER REPRESENTATIVE; 03/2005; 30 HRS PER MONTH; 30 HRS DURING TRADING; PROVIDE INVESTMENT ADVICE. 2)SELF EMPLOYED; INVESTMENT RELATED; 1407 FOREST LANE, SE, MARIETTA, GA; INDEPENDENT INSURANCE AGENT/CONSULTANT; 2006; 30 HRS PER MONTH; 30 HRS DURING TRADING; INSURANCE & FIXED ANNUITY SALES. 3)INTEGRITY ACQUISITIONS LLC; INVESTMENT RELATED;1407 FOREST LANE, SE, , MARIETTA, GA 30067; REAL ESTATE ACQUISITION; MANAGING MEMBER; 2007; 0 HRS PER MONTH; 0 HRS DURING TRADING; MANAGEMENT. 4)MOMENTUM CAPITAL LLC; INVESTMENT RELATED; 1407 FOREST LANE, SE, , MARIETTA, GA 30067; REAL ESTATE HOLDING; MANAGING MEMBER; 2007; 0 HRS PER MONTH; 0 HRS DURING TRADING; MANAGEMENT. 5)CANNON SECURITIES, INC.; INVESTMENT RELATED; 649-8 S. MILLEDGE AVE.,ATHENS,GA 30605; BROKER DEALER, REGISTERED REPRESENTATIVE; 08/2011; 20 HRS PER MONTH; 20 HRS DURING TRADING; CONSULT WITH CLIENTS AND EXECUTE SECURITY TRADES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Kyle Yancey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2005 - Present

CANNON FINANCIAL STRATEGISTS, INC.

Office #1: 649-8 South Milledge Ave, Athens, GA 30605

RIA

CRD#: 133509

ATHENS, GA

Current

September 7, 2011 - Present

CANNON SECURITIES, INC.

Office #1: 649 South Milledge Ave. Suite 6, Athens, GA 30605

CRD#: 152287

Athens, GA

Past

December 2, 2008 - September 23, 2009

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

ATHENS, GA

Past

May 12, 2003 - March 4, 2005

CANNON FINANCIAL STRATEGISTS

RIA

CRD#: 107822

ATHENS, GA

Past

December 20, 2001 - June 12, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

December 20, 2001 - December 14, 2006

OSAIC FA, INC.

CRD#: 3978

ATHENS, GA

Past

January 5, 1998 - December 31, 2000

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

October 29, 1997 - December 31, 1997

CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988

ATLANTA, GA

Past

April 5, 1995 - October 17, 1997

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

January 3, 1995 - April 11, 1995

JASON MACKENZIE SECURITIES, INC.

CRD#: 15287

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANNON FINANCIAL STRATEGISTS, INC.

CRD#: 133509 / SEC#: 801-79869

RIA

Registered Investment Advisory firm - (6/18/2014 Approved)

Georgia

Registered Investment Advisory firm - (6/19/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Georgia
(3/4/2005)

Georgia
(9/7/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/8/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/29/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/7/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CANNON FINANCIAL STRATEGISTS, INC.

CRD#: 133509 / SEC#: 801-79869

RIA

Registered Investment Advisory firm - (6/18/2014 Approved)

Georgia

Registered Investment Advisory firm - (6/19/2014 Terminated)

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Contact information

Main Address

649-8 South Milledge Ave, Athens, GA 30605

Mailing Address

Phone number

(706) 548-3422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANNON FINANCIAL STRATEGISTS - DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,140
AUM (Assets Under Management)	$ 1,433,957,745

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip K. Yancey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Kyle Yancey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANNON SECURITIES, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

CANNON FINANCIAL STRATEGISTS

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

CADARET, GRANT & CO., INC.

CENTENNIAL CAPITAL MANAGEMENT, INC.

CADARET, GRANT & CO., INC.

JASON MACKENZIE SECURITIES, INC.

Primary Firm SEC Registration

CANNON FINANCIAL STRATEGISTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/29/1994

Series 24

Date: 9/7/1999

FINRA

Current Firm

CANNON FINANCIAL STRATEGISTS, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANNON FINANCIAL STRATEGISTS, INC.

TRUST BUT VERIFY

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