Lance M. Bolonik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lance Martin Bolonik was a registered financial professional .
Lance is a previously registered financial professional and started their career in finance in 1972. Lance had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2018 - December 31, 2018
DOMINION INVESTOR SERVICES, INC.
September 15, 2009 - April 4, 2018
WORLD EQUITY GROUP, INC.
September 15, 2009 - April 4, 2018
WORLD EQUITY GROUP, INC.
September 8, 2009 - September 22, 2009
LPL FINANCIAL LLC
September 8, 2009 - September 22, 2009
LPL FINANCIAL LLC
August 15, 2008 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
June 1, 2005 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
May 23, 1972 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
May 23, 1972 - June 2, 2005
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/17/1972
Registered Representative ExaminationCurrent Firm
DOMINION INVESTOR SERVICES, INC.
CRD#: 21548 / SEC#: , 8-39029
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOMINION FINANCIAL SERVICES, INC. | PARENT/SHAREHOLDER | |
| CRISLER, SHIRLEY MAE | IP, SR VICE PRESIDENT, DIRECTOR, CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | 2118069 |
| SHROPSHIRE, CAMERON EDWARD III | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | 2233524 |
| SMITH, RIX CARLTON | PRESIDENT, CEO, DIRECTOR, GP, MP,OP | 1061442 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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