Clay S. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clay Scott Wilson was a registered financial professional .
Clay is a previously registered financial professional and started their career in finance in 2000. Clay had worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2008 - December 18, 2023
RELIANCE CAPITAL MANAGEMENT ADVISORS LLC
May 25, 2004 - January 4, 2008
NEEDHAM & COMPANY, LLC
May 24, 2001 - May 30, 2002
ANDERSEN CORPORATE FINANCE LLC
September 8, 2000 - November 29, 2000
KPMG CORPORATE FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
RELIANCE CAPITAL MANAGEMENT ADVISORS LLC
CRD#: 131793 / SEC#: , 8-66505
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
