Thomas M. O'connell
Professional summary
Thomas Michael O'connell, who also goes by Thomas M. O'connell, Tom O'connell, Thomas Michael Oconnell, is a registered financial advisor currently at HG WEALTH PARTNERS LLC located in Los Angeles, California.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Thomas has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Michael O'connell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2026 - Present
HG WEALTH PARTNERS LLC
April 27, 2026 - May 12, 2026
CARNEGIE WEALTH MANAGEMENT LLC
January 19, 2023 - May 22, 2026
HILLTOP SECURITIES INC.
January 18, 2023 - May 22, 2026
HILLTOP SECURITIES INC.
March 18, 2011 - January 10, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
January 9, 2009 - January 10, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
February 26, 2002 - July 22, 2002
FIRST REPUBLIC SECURITIES COMPANY, LLC
November 19, 1997 - February 13, 2002
FROLEY, REVY ASSET TRADERS, INC.
August 2, 1996 - July 22, 1997
NATIONAL CLEARING CORP.
January 16, 1996 - April 18, 1996
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/13/2026)
Exams
Current Firm
HG WEALTH PARTNERS LLC
CRD#: 330906 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 4,246,873 |
Red Flags
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