James P. Oconnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Patrick Oconnell was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1994. James had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2013 - December 31, 2014
JP OCONNELL FINANCIAL, LLC
June 6, 2007 - December 31, 2010
JP OCONNELL FINANCIAL, LLC
November 15, 2006 - January 31, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 30, 2006 - January 31, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 2, 2001 - October 19, 2006
COMMONWEALTH FINANCIAL NETWORK
October 31, 2001 - October 19, 2006
COMMONWEALTH FINANCIAL NETWORK
August 26, 1996 - November 5, 2001
1717 CAPITAL MANAGEMENT COMPANY
March 23, 1995 - July 22, 1996
NEW ENGLAND SECURITIES
August 26, 1994 - January 11, 1995
METROPOLITAN LIFE INSURANCE COMPANY
August 26, 1994 - January 11, 1995
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JP OCONNELL FINANCIAL, LLC
CRD#: 165719 / SEC#:
Contact information
Red Flags
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