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SM

Sean S. Murray

FORESIDE FUND SERVICES
Newport Beach, CA 92660
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CRD#: 2529280
SM
Sean Seamus MurrayFORESIDE FUND SERVICES

Professional summary

Sean Seamus Murray, CFA, who also goes by Sean S Murray, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Newport Beach, California.

Sean is registered as a RR (Registered Representative) and started their career in finance in 1995. Sean has worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Aliases

Sean S Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Seamus Murray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

August 6, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 888 San Clemente Dr Suite 180, Newport Beach, CA 92660
BD
CRD#: 46106
Newport Beach, CA
Past

January 10, 2025 - May 21, 2026

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEWPORT BEACH, CA
Past

February 26, 2021 - December 22, 2021

ENTORO SECURITIES, LLC

BD
CRD#: 35192
HOUSTON, TX
Past

October 23, 2015 - April 9, 2019

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

February 14, 2011 - September 11, 2015

PIMCO INVESTMENTS LLC

BD
CRD#: 154957
NEWPORT BEACH, CA
Past

January 26, 2011 - February 14, 2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
NEWPORT BEACH, CA
Past

April 9, 2001 - January 26, 2011

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

March 1, 2000 - March 14, 2001

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
PHILADELPHIA, PA
Past

June 9, 1998 - February 18, 1999

OLD MUTUAL INVESTMENT PARTNERS

BD
CRD#: 44916
BOSTON, MA
Past

November 18, 1997 - July 7, 1998

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA
Past

January 18, 1995 - November 5, 1997

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/6/2026)
RR
Alaska
(8/6/2026)
RR
Arizona
(8/6/2026)
RR
Arkansas
(8/6/2026)
RR
California
(8/6/2026)
RR
Colorado
(8/6/2026)
RR
Connecticut
(8/6/2026)
RR
Delaware
(8/6/2026)
RR
District of Columbia
(8/6/2026)
RR
Florida
(8/6/2026)
RR
Georgia
(8/6/2026)
RR
Hawaii
(8/6/2026)
RR
Idaho
(8/6/2026)
RR
Illinois
(8/6/2026)
RR
Indiana
(8/6/2026)
RR
Iowa
(8/6/2026)
RR
Kansas
(8/6/2026)
RR
Kentucky
(8/6/2026)
RR
Louisiana
(8/6/2026)
RR
Maine
(8/6/2026)
RR
Maryland
(8/6/2026)
RR
Massachusetts
(8/6/2026)
RR
Michigan
(8/6/2026)
RR
Minnesota
(8/6/2026)
RR
Mississippi
(8/6/2026)
RR
Missouri
(8/6/2026)
RR
Montana
(8/6/2026)
RR
Nebraska
(8/6/2026)
RR
Nevada
(8/6/2026)
RR
New Hampshire
(8/6/2026)
RR
New Jersey
(8/6/2026)
RR
New Mexico
(8/6/2026)
RR
New York
(8/6/2026)
RR
North Carolina
(8/6/2026)
RR
North Dakota
(8/6/2026)
RR
Ohio
(8/6/2026)
RR
Oklahoma
(8/6/2026)
RR
Oregon
(8/6/2026)
RR
Pennsylvania
(8/6/2026)
RR
Puerto Rico
(8/6/2026)
RR
Rhode Island
(8/6/2026)
RR
South Carolina
(8/6/2026)
RR
South Dakota
(8/6/2026)
RR
Tennessee
(8/6/2026)
RR
Texas
(8/6/2026)
RR
Utah
(8/6/2026)
RR
Vermont
(8/6/2026)
RR
Virgin Islands
(8/6/2026)
RR
Virginia
(8/6/2026)
RR
Washington
(8/6/2026)
RR
West Virginia
(8/6/2026)
RR
Wisconsin
(8/6/2026)
RR
Wyoming
(8/6/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/23/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/31/2011
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/17/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/14/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106Newport Beach, CA 92660

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