Roberto M. Menendez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberto Manuel Menendez, who also goes by Roberto M Menendez, Roberto Manuel Menendez II, was a registered financial professional .
Roberto is a previously registered financial professional and started their career in finance in 1995. Roberto had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2012 - November 27, 2012
COASTAL TRADE SECURITIES, LLC
March 3, 2003 - October 3, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
February 12, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
July 27, 2001 - October 11, 2001
RUMSON CAPITAL, LLC
December 15, 1999 - May 23, 2001
TAFFERER TRADING, LLC
August 11, 1998 - January 14, 1999
NEXA SECURITIES
May 15, 1997 - February 25, 1998
BLOCK TRADING INC.
June 25, 1996 - May 27, 1997
WELLS FARGO CLEARING SERVICES, LLC
April 30, 1996 - July 16, 1996
UBS FINANCIAL SERVICES INC.
December 13, 1995 - May 23, 1996
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COASTAL TRADE SECURITIES, LLC
CRD#: 148246 / SEC#: , 8-67999
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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