Pedro G. Garcia-eggen
Professional summary
Pedro Glen Garcia-eggen, who also goes by Pedro G Garcia, Pedro Glen Garcia Eggen, Pedro Garcia Eggen, Pedro Glen Garciaeggen, is a registered financial professional currently at RONDOUT PARTNERS, LLC located in High Falls, New York.
Pedro is registered as a RR (Registered Representative) and started their career in finance in 1995. Pedro has worked at 6 firms and has passed the Series 63, Series 7TO, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pedro Glen Garcia-eggen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 23, 2020 - Present
RONDOUT PARTNERS, LLC
Office #2: 617 Berme Road, High Falls, NY 12440January 4, 2013 - February 9, 2016
SAWAYA PARTNERS SECURITIES, LLC
September 23, 2003 - December 21, 2012
HADLEY PARTNERS, INCORPORATED
July 6, 1999 - January 31, 2001
CREDIT SUISSE SECURITIES (USA) LLC
June 14, 1999 - July 16, 1999
DEUTSCHE BANK SECURITIES INC.
May 2, 1995 - June 14, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2021)
(12/22/2020)
Exams
Series 7TO
Date: 1/3/2025
General Securities Representative ExaminationSeries 82TO
Date: 1/11/2021
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 11/21/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
RONDOUT PARTNERS, LLC
CRD#: 298367 / SEC#: , 8-70190
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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