Timothy J. Seneff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy James Seneff, who also goes by Tim Seneff, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1994. Timothy had worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 62, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2018 - March 22, 2021
COMMONGOOD SECURITIES LLC
July 26, 2013 - November 1, 2016
CNL SECURITIES CORP.
August 17, 1994 - June 30, 2011
CNL SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 7/31/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
COMMONGOOD SECURITIES LLC
CRD#: 289317 / SEC#: , 8-69989
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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