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Timothy James Seneff

CRD# 2529202·Registered 1994 - 2021
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy James Seneff, who also goes by Tim Seneff, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 1994 - 2021. Timothy had worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 62, Series 22 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Seneff

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

COMMONGOOD SECURITIES LLC·CRD# 289317
BD
Winter Park, FL
October 31, 2018 - March 22, 2021
CNL SECURITIES CORP.·CRD# 10356
BD
Orlando, FL
July 26, 2013 - November 1, 2016
CNL SECURITIES CORP.·CRD# 10356
BD
Orlando, FL
August 17, 1994 - June 30, 2011

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Current Firm

CS
COMMONGOOD SECURITIES LLC

COMMONGOOD SECURITIES LLC

CRD#: 289317 / SEC#: 8-69989
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

181 W Stovin Ave, Winter Park, FL 32789

Mailing Address

P.o. Box 791, Winter Park, FL 32789

Phone Number

(407) 476-5453

Established

Florida since 06/30/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COMMONGOOD CAPITAL LLCDIRECT OWNER—
CROSS, ANNAFINOP5894013
SHAFER, JEFFREY ROSSCEO/CCO2785447

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1997About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jul 1995

Series 22 — Direct Participation Programs Representative Examination

Passed Aug 1994About the Series 22 exam

Series 24 — General Securities Principal Examination

Passed Dec 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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