Randall W. Hammond

STONE WALL FINANCIAL

Memphis, TN

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CRD#: 2529177

Professional summary

Randall Wade Hammond, who also goes by Randall W Hammond, Randy Hammond, is a registered financial advisor currently at STONE WALL FINANCIAL located in Memphis, Tennessee.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Randall has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Aliases

Randall W Hammond | Randy Hammond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HAMMOND FAMILY VENTURES INVESTMENT RELATED: NO ADDRESS: 6425 WYNFREY PLACE, MEMPHIS TN 38120 START DATE: January 26, 2026 APPROX. HOURS PER WEEK/TRADING DAY: 0 ROLE: PRINCIPAL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Wade Hammond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2026 - Present

STONE WALL FINANCIAL

RIA

RIA

CRD#: 19616

ATLANTA, GA

Past

September 16, 2004 - February 27, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ATLANTA, GA

Past

October 8, 1999 - August 27, 2004

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MEMPHIS, TN

Past

October 8, 1999 - August 27, 2004

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

February 9, 1995 - October 29, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/6/2026)

IAR

Texas
(7/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/8/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/22/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/20/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

STONE WALL FINANCIAL

STONE WALL FINANCIAL | STONE WALL FINANCIAL GROUP LLC

CRD#: 327726 / SEC#: 801-130703

RIA

Registered Investment Advisory firm - (11/12/2025 Terminated)

Texas

Registered Investment Advisory firm - (10/2/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

401 E. Sonterra Blvd Suite 375, San Antonio, TX 78258

Mailing Address

Phone number

(210) 321-9300, EXT. 101

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 54,260,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Randall W. Hammond

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Wade Hammond's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

LEUCADIA ASSET MANAGEMENT LLC

JEFFERIES LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2026

Series 63

Date: 2/24/1995

SIE

Date: 3/17/2017

Series 7

Date: 2/8/1995

Series 10

Date: 10/22/2003

Series 9

Date: 10/20/2003

Current Firm

STONE WALL FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONE WALL FINANCIAL

TRUST BUT VERIFY

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