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Randall Wade Hammond

STONE WALL FINANCIAL
Memphis, TN
·CRD# 2529177·31 years experience

Professional Summary

Randall Wade Hammond, who also goes by Randall W Hammond, Randy Hammond, is a registered financial advisor currently at STONE WALL FINANCIAL located in Memphis, Tennessee. Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Randall has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Randall W Hammond, Randy Hammond

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

STONE WALL FINANCIAL·CRD# 327726
RIA
Memphis, TN
July 31, 2026 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Charlotte, NC
June 29, 2016 - March 17, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Charlotte, NC
June 28, 2016 - March 17, 2017
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Scottsdale, AZ
May 13, 2010 - May 23, 2016
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Scottsdale, AZ
May 12, 2010 - May 23, 2016
LEUCADIA ASSET MANAGEMENT LLC·CRD# 121767
RIA
Los Angeles, CA
February 24, 2010 - March 26, 2010
JEFFERIES LLC·CRD# 2347
BD
Los Angeles, CA
February 24, 2010 - March 26, 2010
MORGAN STANLEY·CRD# 149777
RIA
Los Angeles, CA
June 1, 2009 - February 25, 2010
MORGAN STANLEY·CRD# 149777
BD
Los Angeles, CA
June 1, 2009 - February 25, 2010
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Los Angeles, CA
February 19, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Los Angeles, CA
February 19, 2008 - June 1, 2009
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Atlanta, GA
January 5, 2005 - February 27, 2008
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Atlanta, GA
September 17, 2004 - December 31, 2004
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Atlanta, GA
September 16, 2004 - February 27, 2008
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
RIA
Memphis, TN
October 8, 1999 - August 27, 2004
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
October 8, 1999 - August 27, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
February 9, 1995 - October 29, 1999

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Current Firm

SW
STONE WALL FINANCIAL

STONE WALL FINANCIAL | STONE WALL FINANCIAL GROUP LLC

CRD#: 327726 / SEC#: 801-130703
RIA
Registered Investment Advisory firm - SEC (11/12/2025 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (8/6/2026 Approved)
Texas
Registered Investment Advisory firm - Texas (10/2/2025 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

401 E. Sonterra Blvd Suite 375, San Antonio, TX 78258

Phone Number

(210) 321-9300, EXT. 101

# of Employees

1

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

4

AUM (Assets Under Management)

$54,260,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HAMMOND FAMILY VENTURES INVESTMENT RELATED: NO ADDRESS: 6425 WYNFREY PLACE, MEMPHIS TN 38120 START DATE: January 26, 2026 APPROX. HOURS PER WEEK/TRADING DAY: 0 ROLE: PRINCIPAL

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Tennessee
(8/6/2026)
IAR
Texas
(7/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2026About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1995About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Oct 2003About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Oct 2003About the Series 9 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Randall Wade Hammond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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