Carlos Lopez Jr.
Professional Summary
Carlos Lopez JR., who also goes by Carlos Lopez Jr, Xhaz Lopez, Carlos Lopez Jr., is a registered financial advisor currently at TWO PILLARS ASSET MANAGEMENT located in Frisco, Texas. Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Carlos has worked at 11 firms and has passed the Series 65, Series 66, Series 63, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carlos Lopez Jr, Xhaz Lopez, Carlos Lopez Jr.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
JACHIN & BOAZ ASSET MANAGEMENT, LLC | TWO PILLARS ASSET MANAGEMENT | TWO PILLARS
Contact Information
Main Address
2591 Dallas Parkway Suite 300, Frisco, TX 75034Phone Number
(833) 377-0051# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
46AUM (Assets Under Management)
$4,619,566Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/15/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Sep 2001Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Carlos Lopez JR.'s CRS (Customer Relationship Summary).
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