Macrae Sykes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Macrae Sykes II, who also goes by Mac Sykes, was a registered financial professional .
Macrae is a previously registered financial professional and started their career in finance in 1994. Macrae had worked at 7 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 25, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2008 - December 31, 2019
G.RESEARCH, LLC
January 23, 2006 - July 15, 2008
VANTHEDGEPOINT SECURITIES, LLC
September 30, 2003 - January 9, 2006
UPHOLD SECURITIES INC.
October 2, 2002 - October 2, 2003
PRUDENTIAL EQUITY GROUP, LLC
October 10, 2000 - September 9, 2002
CREDIT SUISSE SECURITIES (USA) LLC
June 4, 1996 - October 10, 2000
PERSHING LLC
November 4, 1994 - January 24, 1995
ON-SITE TRADING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 3/2/2004
NYSE Trading Assistant ExaminationSeries 55
Date: 9/14/1999
Limited Representative-Equity Trader ExamCurrent Firm
G.RESEARCH, LLC
CRD#: 7353 / SEC#: , 8-21373
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN GROUP HOLDING CO. | PARENT COMPANY/OWNER | |
| AMABILE, VINCENT M | PRESIDENT | 4356758 |
| FERNANDEZ, JOSEPH LOUIS | FINANCIAL AND OPERATIONS PRINCIPAL | 1968118 |
| GOLDMAN, DAVID MARC | ASSISTANT SECRETARY | 3191963 |
| GREENHAW, PAUL DANIEL | CHIEF COMPLIANCE OFFICER | 1820935 |
| MCGINITY, CORNELIUS VINCENT | OFFICE OF THE CHAIRMAN | 1706960 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
