CN
Craig A. Nochumson
TRANSAMERICA FINANCIAL ADVISORS
Tucson, AZ 85716
Some features on this profile are disabled
CRD#: 2528867
CN
Professional summary
Craig Alan Nochumson is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Tucson, Arizona.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Craig has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Health Insurance Sales / 0604-Present / Investment Related: No / 5005 Sunnier Circle #45, Tucson, AZ 85704 / Independent Contactor / Health Insurance / Hrs Work Monthly: 10% / Sec Trading Hrs: 5% / Sales of Health Insurance Net Law Group Inc. / 0720-Present /Investment Related: No/ 6979 E Broadway, #127, Tucson, AZ 85710 /Sales / Sales - Net Law / Hrs Work: 2 / Sec trading Hrs: 1 / offer new law services POWER 22 POSITION: Sales Referrer NATURE: Solar Power Sales Referral Program INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2022 ADDRESS: 1490 S Price Rd, Suite 204, Chandler AZ 85248, United States DESCRIPTION: Give lead to company for follow up sales call CRSWEETS DBA BOBAZONA POSITION: 50% partner NATURE: Boba drink and gelato shop INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2023 ADDRESS: 8140 S Houghton Rd, #120, Tucson AZ 85747, United States DESCRIPTION: Managing the store and people, customer service MEMBER AT LARGE - LA CIMA ESPLENDORA HOA POSITION: Member at Large - Voting only NATURE: Member at Large - Voting ONlY position - for my homeowners association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2025 ADDRESS: La Cima Esplendora, tucson AZ 85730, United States DESCRIPTION: None other than to cast tie breaking vote if board is tied. I have nothing to do with the finance of the association or board
CRS (Client Relationship Summary) - RIA
Click below to view Craig Alan Nochumson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Craig Alan Nochumson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2560 E 10th Street, Tucson, AZ 85716RIA
BD
CRD#: 16164
Tucson, AZ
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2560 E 10th Street, Tucson, AZ 85716RIA
BD
CRD#: 16164
Tucson, AZ
Past
April 25, 2008 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
TUCSON, AZ
Past
July 11, 2005 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
TUCSON, AZ
Past
August 31, 1994 - March 26, 2004
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2012)
IAR
Arizona(1/6/2012)
RR
California(1/6/2012)
RR
New Jersey(9/23/2025)
IAR
New Jersey(9/23/2025)
RR
New Mexico(10/24/2024)
RR
South Dakota(7/19/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
