Sigurdur S. Hannesson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sigurdur Stefan Hannesson, who also goes by Sigurdar Stefan Hannesson, Sigurdur Stefan Hannesson, Steve Hannesson, was a registered financial professional .
Sigurdur is a previously registered financial professional and started their career in finance in 1996. Sigurdur had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2023 - June 26, 2025
REGULUS FINANCIAL GROUP, LLC
June 1, 2021 - September 1, 2023
AMERICAN EQUITY INVESTMENT CORPORATION
January 2, 1997 - June 4, 2021
AVANTAX INVESTMENT SERVICES, INC.
August 23, 1996 - December 30, 1996
SII INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REGULUS FINANCIAL GROUP, LLC
CRD#: 150631 / SEC#: , 8-68275
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
