Pavel Dorfman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pavel Dorfman, who also goes by Paul Dorfman, Pavel Dorhman, was a registered financial professional .
Pavel is a previously registered financial professional and started their career in finance in 1996. Pavel had worked at 4 firms and has passed the Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 1997 - February 12, 2002
KSH INVESTMENT GROUP, INC.
February 28, 1997 - August 11, 1997
JOSEPH DILLON & COMPANY INC.
November 15, 1996 - February 12, 1997
ROYCE INVESTMENT GROUP, INC.
August 6, 1996 - October 10, 1996
MAY, DAVIS GROUP INC.
March 20, 1996 - July 16, 1996
JOSEPH DILLON & COMPANY INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 2/16/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
KSH INVESTMENT GROUP, INC.
CRD#: 41817 / SEC#: , 8-49586
Contact information
Documents
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
