Ludgy E. Lilavois
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ludgy Ernst Lilavois, who also goes by Lou E Lilavois, Ludgy E Lilavois, Ludgy Ernst Lilavois, was a registered financial professional .
Ludgy is a previously registered financial professional and started their career in finance in 1994. Ludgy had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2018 - March 29, 2019
PEOPLE'S SECURITIES, INC.
April 19, 2018 - March 29, 2019
PEOPLE'S UNITED ADVISORS, INC.
June 14, 2006 - August 18, 2017
CHARLES SCHWAB & CO., INC.
October 25, 2000 - August 18, 2017
CHARLES SCHWAB & CO., INC.
April 8, 1999 - February 25, 2000
FIRST EMPIRE SECURITIES, INC.
September 19, 1996 - June 12, 1998
MORGAN STANLEY DW INC.
September 22, 1995 - May 13, 1996
IDS LIFE INSURANCE COMPANY
September 22, 1995 - May 13, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
March 27, 1995 - June 20, 1995
MEYERS POLLOCK ROBBINS, INC.
October 10, 1994 - April 12, 1995
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEOPLE'S SECURITIES, INC.
CRD#: 13704 / SEC#: 801-63122, 8-29667
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANUFACTURERS & TRADERS TRUST COMPANY | PARENT | |
| HUNTER, JEFFREY FRANK | PRESIDENT,PRINCIPAL OPERATIONS OFFICER,DIRECTOR | 1851035 |
| KING, MARIE | CORPORATE SECRETARY | 2970483 |
| MCAFEE, MATTHEW JAMES | CHAIRMAN OF THE BOARD AND DIRECTOR | 5456594 |
| MEDREK, EMILY SUI-LING | PRINCIPAL FINANCIAL OFFICER | 3185486 |
| MURPHY, PATRICK JOHN | DIRECTOR | 7563196 |
| RUMANS, TERRI FOGARTY | CHIEF COMPLIANCE OFFICER | 2574833 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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