Wesley A. Rusch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wesley Allen Rusch, who also goes by Wes Rusch, was a registered financial professional .
Wesley is a previously registered financial professional and started their career in finance in 1994. Wesley had worked at 10 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 14, Series 12, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2007 - July 9, 2007
MERRIMAN CAPITAL, INC.
July 1, 2005 - April 24, 2006
FIMAT PREFERRED LLC
February 10, 2000 - July 1, 2005
PREFERREDTRADE, INC.
February 2, 2000 - February 4, 2000
HOBBS MELVILLE SECURITIES CORP.
November 12, 1999 - February 17, 2000
LABRANCHE STRUCTURED PRODUCTS DIRECT
June 23, 1999 - January 12, 2000
CLARK DODGE & CO., INC.
August 14, 1998 - June 11, 1999
FIRST PROVIDENCE FINANCIAL GROUP, LLC
May 9, 1997 - August 4, 1998
WALSH MANNING SECURITIES, LLC
August 30, 1996 - April 25, 1997
SUPPES SECURITIES, INC.
September 22, 1994 - January 1, 1996
J. ALEXANDER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/22/1998
Limited Representative-Equity Trader ExamSeries 12
Date: 3/22/2000
NYSE Branch Manager ExaminationCurrent Firm
MERRIMAN CAPITAL, INC.
CRD#: 18296 / SEC#: , 8-36420
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 1 |
Red Flags
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