Gerry J. Caccamo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerry Jude Caccamo was a registered financial professional .
Gerry is a previously registered financial professional and started their career in finance in 1996. Gerry had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2007 - November 9, 2016
GOLD COAST SECURITIES, INC.
April 27, 2004 - December 20, 2006
GOLD COAST SECURITIES, INC.
February 1, 2002 - August 15, 2002
PARKLAND SECURITIES, LLC
January 29, 2002 - February 1, 2002
SIGMA FINANCIAL CORPORATION
March 31, 2000 - January 29, 2002
WOODBURY FINANCIAL SERVICES, INC.
January 29, 1998 - March 23, 2000
UNITED SECURITIES ALLIANCE, INC.
November 1, 1996 - October 27, 1997
OSAIC WEALTH, INC.
November 1, 1996 - January 15, 1998
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLD COAST SECURITIES, INC.
CRD#: 110925 / SEC#: 801-60090, 8-53148
Contact information
FINRA licenses (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 37,393,957 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
