Andrew A. Gitkin
Professional summary
Andrew Ari Gitkin, who also goes by Andrew Gitkin, is a registered financial professional currently at LEERINK PARTNERS LLC located in Santa Monica, California.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1994. Andrew has worked at 9 firms and has passed the Series 63, Series 65, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Ari Gitkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2024 - Present
LEERINK PARTNERS LLC
Office #1: 2450 Colorado Avenue Suite 100e, Santa Monica, CA 90404June 7, 2019 - February 21, 2024
RAYMOND JAMES & ASSOCIATES, INC.
May 21, 2013 - June 3, 2019
PIPER SANDLER & CO.
June 9, 2011 - May 14, 2013
MOELIS & COMPANY LLC
May 10, 2008 - March 7, 2011
SADDLE POINT ASSET MANAGEMENT, LLC
November 3, 2000 - April 8, 2003
UBS SECURITIES LLC
March 25, 1999 - November 3, 2000
UBS FINANCIAL SERVICES INC.
January 16, 1998 - September 1, 1998
SALOMON BROTHERS INC.
November 1, 1994 - March 9, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
LEERINK PARTNERS LLC
CRD#: 39011 / SEC#: 801-68264, 8-48535
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEERINK INTERMEDIATE HOLDINGS LLC | MEMBER | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| DAVIDSON, THOMAS ADAM | SENIOR MANAGING DIRECTOR | 2248233 |
| DUBIN, DANIEL BARRY | SENIOR MANAGING DIRECTOR | 3231063 |
| GENTILE, JOSEPH ROBERT | CHIEF ADMINISTRATIVE OFFICER | 2545927 |
| HEINEMAN, STEVEN P | GENERAL COUNSEL | 5386950 |
| JURKIEWICZ, GREGG MARTIN | FINOP | 4440135 |
| LEERINK, JEFFREY ALAN | CEO | 1718986 |
| OLSON, ERIC PATRICK | PRINCIPAL OPERATIONS OFFICER | 2542584 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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