Eric Stein
Professional Summary
Eric Stein, who also goes by E Howard Stein, Eric H Stein, Eric Howard Stein, Howard Stein, is a registered financial advisor currently at SENTINEL SECURITIES, LLC. located in Wakefield, Massachusetts. Eric is registered as a RR (Registered Representative) and started their career in finance in 1994. Eric has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
E Howard Stein, Eric H Stein, Eric Howard Stein, Howard Stein
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SENTINEL SECURITIES, INC. | SENTINEL SECURITIES, LLC.
Contact Information
Main Address
100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880Mailing Address
100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880Phone Number
(781) 914-1254Established
Delaware since 03/25/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric Stein's CRS (Customer Relationship Summary).
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