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ES

Eric Stein

SENTINEL SECURITIES, LLC.
WAKEFIELD, MA 01880
CRD#: 2527973
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ES
Eric SteinSENTINEL SECURITIES, LLC.

Professional summary

Eric Stein, who also goes by E Howard Stein, Eric H Stein, Eric Howard Stein, Howard Stein, is a registered financial professional currently at SENTINEL SECURITIES, LLC. located in Wakefield, Massachusetts.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1994. Eric has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

E Howard Stein | Eric H Stein | Eric Howard Stein | Howard Stein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Stein's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2026 - Present

SENTINEL SECURITIES, LLC.

Office #1: 100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880
BD
CRD#: 110942
WAKEFIELD, MA
Past

July 17, 2020 - April 8, 2022

SECURITIES AMERICA, INC.

BD
CRD#: 10205
CRANFORD, NJ
Past

March 5, 2020 - July 17, 2020

INVESTACORP, INC.

BD
CRD#: 7684
CRANFORD, NJ
Past

April 18, 2018 - January 29, 2020

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

January 19, 2017 - April 5, 2018

INVESTACORP, INC.

BD
CRD#: 7684
CRANFORD, NJ
Past

March 16, 2015 - October 20, 2016

GFA SECURITIES, LLC

BD
CRD#: 128568
NEW YORK, NY
Past

September 12, 2014 - January 13, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
NEW YORK, NY
Past

January 3, 2012 - September 12, 2014

FINANCIAL TELESIS INC

BD
CRD#: 31012
NEW YORK, NY
Past

June 4, 2007 - October 26, 2011

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
ENGLEWOOD, NJ
Past

February 28, 2003 - April 11, 2006

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

January 28, 1998 - June 4, 1998

SANDS BROTHERS & CO., LTD.

BD
CRD#: 26816
NEW YORK, NY
Past

May 14, 1997 - December 31, 1997

FIRST UNITED EQUITIES CORPORATION

BD
CRD#: 36398
NEW YORK, NY
Past

March 18, 1996 - May 9, 1997

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY
Past

July 31, 1995 - March 26, 1996

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

December 13, 1994 - August 2, 1995

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/5/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/26/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SENTINEL SECURITIES, LLC.
SENTINEL SECURITIES, INC. | SENTINEL SECURITIES, LLC.

CRD#: 110942 / SEC#: , 8-53142

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880
Mailing Address
100 Quannapowitt Pkwy Suite 300, Wakefield, MA 01880
Phone number
(781) 914-1254
Established
Delaware since 03/25/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEW SENTINEL HOLDCO, LLCMEMBER
CARNEVALE, JAMES MICHAELPRESIDENT2710745
DIMASE, ROBERT MICHAELDIRECTOR2196424
DUSTIN JR, DOUGLAS KCCO - INTERIM5790881
DUSTIN JR, DOUGLAS KFINOP / CFO5790881

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SENTINEL SECURITIES, LLC.

CRD#: 110942Wakefield, MA 01880

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