Lantz K. Stringham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lantz Kent Stringham was a registered financial professional .
Lantz is a previously registered financial professional and started their career in finance in 1995. Lantz had worked at 6 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2020 - May 17, 2024
BUCKINGHAM STRATEGIC WEALTH, LLC
March 31, 2014 - December 23, 2020
CONFLUENCE WEALTH MANAGEMENT LLC
October 30, 2002 - February 12, 2014
CHINOOK CAPITAL MANAGEMENT LLC
March 1, 2002 - October 29, 2002
DIGITALOFFERING, INC.
June 27, 1995 - October 28, 1999
IDS LIFE INSURANCE COMPANY
June 27, 1995 - October 28, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKINGHAM STRATEGIC WEALTH, LLC
CRD#: 143323 / SEC#: 801-67640
Contact information
Regulatory assets under management
| Total Number of Accounts | 51,749 |
| AUM (Assets Under Management) | $ 29,509,452,509 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/24/2024 | ||
| 07/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
