Scott C. Matchett

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CRD#: 2527888

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Cushman Matchett, who also goes by Scott C Matchett, was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott C Matchett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 26, 2016 - November 30, 2017

NEWPORT CAPITAL GROUP, LLC

RIA

CRD#: 144442

RED BANK, NJ

Past

November 11, 2004 - May 10, 2005

GRIFFIN SECURITIES, INC.

CRD#: 43229

NEW YORK, NY

Past

July 2, 2004 - October 29, 2004

DUNCAN CAPITAL LLC

CRD#: 27332

NEW YORK, NY

Past

July 2, 2003 - October 29, 2003

ELF CAPITAL MANAGEMENT, LLC

RIA

CRD#: 125672

CHARLOTTESVILLE, VA

Past

October 20, 1999 - July 5, 2001

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

February 12, 1997 - October 13, 1999

MORGAN STANLEY MARKET PRODUCTS INC.

CRD#: 19794

NEW YORK, NY

Past

January 2, 1997 - October 13, 1999

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWPORT CAPITAL GROUP, LLC

CRD#: 144442 / SEC#: 801-68323

RIA

Registered Investment Advisory firm - (9/18/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/1/2004

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 11/1/1999

Limited Representative-Equity Trader Exam

Current Firm

NEWPORT CAPITAL GROUP, LLC

CRD#: 144442 / SEC#: 801-68323

RIA

Registered Investment Advisory firm - (9/18/2007 Approved)

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Contact information

Main Address

12 Broad Street 5th Floor, Red Bank, NJ, 07701

Mailing Address

Phone number

(732) 741-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	366
AUM (Assets Under Management)	$ 1,219,148,466

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott C. Matchett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GRIFFIN SECURITIES, INC.

DUNCAN CAPITAL LLC

ELF CAPITAL MANAGEMENT, LLC

UBS CAPITAL MARKETS L.P.

MORGAN STANLEY MARKET PRODUCTS INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

NEWPORT CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2016

Series 63

Date: 12/7/2004

Series 7

Date: 7/1/2004

Series 55

Date: 11/1/1999

Current Firm

NEWPORT CAPITAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEWPORT CAPITAL GROUP, LLC

TRUST BUT VERIFY

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