Jeffrey L. Good
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lawrence Good was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2016 - December 5, 2016
MULTI-BANK SECURITIES, INC.
July 25, 2014 - January 29, 2016
WADDELL & REED
July 22, 2014 - January 29, 2016
WADDELL & REED
August 20, 2013 - May 8, 2014
NATIONAL PENSION & GROUP CONSULTANTS, INC
August 20, 2013 - May 8, 2014
NATIONAL PENSION & GROUP CONSULTANTS, INC
October 18, 2007 - February 24, 2012
CNBS
October 31, 2005 - November 25, 2005
OSAIC SERVICES, INC.
October 31, 2005 - November 25, 2005
OSAIC SERVICES, INC.
August 31, 2004 - October 31, 2005
SENTRA SECURITIES CORPORATION
July 30, 2004 - October 31, 2005
SENTRA SECURITIES CORPORATION
July 28, 2003 - December 12, 2003
CETERA INVESTMENT SERVICES LLC
June 9, 2003 - December 12, 2003
CETERA INVESTMENT SERVICES LLC
November 11, 2002 - March 11, 2003
ADVISORS ASSET MANAGEMENT, INC.
October 12, 2000 - February 5, 2002
A. G. EDWARDS & SONS, INC.
March 18, 1997 - November 2, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 1995 - February 8, 1996
NYLIFE SECURITIES LLC
September 20, 1994 - May 31, 1995
CARTY, HARDING & HEARN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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