Shawn M. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Mark Jones was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1994. Shawn had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2017 - April 19, 2018
PRAXIA FINANCIAL SERVICES, LLC
January 27, 2015 - June 9, 2015
SEI INVESTMENTS MANAGEMENT CORP
January 27, 2015 - June 9, 2015
SEI INVESTMENTS DISTRIBUTION CO.
July 24, 2013 - December 23, 2014
BRINKER CAPITAL INC
January 1, 2013 - December 1, 2014
BRINKER CAPITAL SECURITIES, LLC
August 2, 2010 - December 22, 2010
HIDDEN RIVER CAPITAL PRIVATE PLACEMENT ADVISORS LLC
September 22, 2008 - October 21, 2008
BARCLAYS CAPITAL INC.
April 10, 1997 - September 22, 2008
LEHMAN BROTHERS INC.
October 24, 1994 - April 1, 1997
SCOTIA CAPITAL (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRAXIA FINANCIAL SERVICES, LLC
CRD#: 175415 / SEC#: 801-123322
Contact information
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 58,344,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
