Alberto G. Pontonio

ROBERTS & RYAN

New York, NY 10006-3003

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CRD#: 2527463

Professional summary

Alberto Gianluigi Pontonio, who also goes by Alberto G Pontonio, Alberto Gianluigi Pontonio, Alberto Pontonio, is a registered financial professional currently at ROBERTS & RYAN, INC. located in New York, New York.

Alberto is registered as a RR (Registered Representative) and started their career in finance in 1994. Alberto has worked at 8 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alberto G Pontonio | Alberto Gianluigi Pontonio | Alberto Pontonio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

02/2024 National Care LLC, 462 HAMPTON LANE - KEY BISCAYNE - FL - 33149, software -Chatbot, Manager/ supervise Admin, 30 mins per day. This is not investment related. 60% ownership in the entity,

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alberto Gianluigi Pontonio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2024 - Present

ROBERTS & RYAN, INC.

Office #1: 39 Broadway Ste 610, New York, NY 10006-3003

CRD#: 19456

New York, NY

Past

August 1, 2023 - April 16, 2024

BENJAMIN SECURITIES, INC.

RIA

CRD#: 7754

Miami, FL

Past

July 14, 2023 - April 16, 2024

BENJAMIN SECURITIES, INC.

CRD#: 7754

Miami, FL

Past

January 7, 2019 - October 15, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

MIAMI, FL

Past

January 2, 2019 - October 15, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Miami, FL

Past

May 10, 2017 - September 21, 2017

LINCOLN INVESTMENT

RIA

CRD#: 519

Miami, FL

Past

May 10, 2017 - September 21, 2017

CAPITAL ANALYSTS

RIA

CRD#: 162200

Miami, FL

Past

April 28, 2017 - September 21, 2017

LINCOLN INVESTMENT

CRD#: 519

Miami, FL

Past

April 9, 1998 - June 20, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 10, 1994 - February 19, 1997

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/29/2024)

Florida
(5/8/2024)

New York
(5/15/2024)

Exams

State Security Law Exam

Series 63

Date: 4/19/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/8/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 79TO

Date: 10/23/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 12/6/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/2017

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 4/11/2013

National Commodity Futures Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

ROBERTS & RYAN, INC.

ROBERTS & RYAN INVESTMENTS INC. | ROBERTS SECURITIES, INC. | ROBERTS & RYAN, INC.

CRD#: 19456 / SEC#: 801-113965, 8-37469

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

39 Broadway Ste 1640, New York, NY 10006

Mailing Address

39 Broadway Ste 610, New York, NY 10006-3003

Phone number

(866) 884-9959

Established

Delaware since 02/01/2023

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (32 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
DALESSANDRO, EDWARD JOHN	MANAGING DIRECTOR, CEO	2335785
R&R PARTNERS HOLDING COMPANY, LLC	SHAREHOLDER
R&R PRINCIPALS HOLDING COMPANY, LLC	SHAREHOLDER
BEATON, DANIEL STEWART	CHIEF FINANCIAL OFFICER, FINOP	4240769
ROBERTS, DANIEL	CCO	2208120
SCALA, BRIAN NMN	REGISTERED OPTIONS PRINCIPAL	2814478

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alberto G. Pontonio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alberto Gianluigi Pontonio's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENJAMIN SECURITIES, INC.

BENJAMIN SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

LINCOLN INVESTMENT

CAPITAL ANALYSTS

LINCOLN INVESTMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FINANCIAL SQUARE PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/19/2019

Series 65

Date: 5/8/2015

Series 79TO

Date: 10/23/2024

Series 7TO

Date: 12/6/2022

SIE

Date: 9/21/2017

Series 7

Date: 4/28/2017

Series 3

Date: 4/11/2013

FINRA

New York Stock Exchange

Current Firm

ROBERTS & RYAN, INC.

Contact information

FINRA licenses (32 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBERTS & RYAN, INC.

TRUST BUT VERIFY

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