William L. Hughes
Professional summary
William Linton Hughes JR, who also goes by Bill Hughes Jr, William L Hughes Jr, is a registered financial advisor currently at HURWITZ ASSOCIATES, INC. located in Houston, Texas.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, PC, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Linton Hughes JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2016 - Present
HURWITZ ASSOCIATES, INC.
Office #1: 10101 Fondren Rd Suite 227, Houston, TX 77096June 20, 2005 - March 23, 2016
RAYMOND JAMES & ASSOCIATES, INC.
May 15, 2001 - March 23, 2016
RAYMOND JAMES & ASSOCIATES, INC.
July 1, 1998 - November 3, 2000
COWEN AND COMPANY
September 7, 1995 - July 1, 1998
FINANCIAL SQUARE PARTNERS
December 20, 1993 - August 10, 1995
WELLS FARGO CLEARING SERVICES, LLC
January 22, 1990 - February 24, 1993
FINANCIAL SQUARE PARTNERS
September 4, 1969 - January 30, 1990
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/19/2016)
Exams
PC
Date: 8/8/1977
AMEX Put and Call ExamSeries 1
Date: 8/26/1969
Registered Representative ExaminationSeries 40
Date: 4/15/1977
Registered Principal ExaminationCurrent Firm
HURWITZ ASSOCIATES, INC.
CRD#: 133472 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 58,901,630 |
Red Flags
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