DH

Diane L. Hall

GATEWAY FINANCIAL ADVISORS TEXAS
Lampasas, TX 76650
Some features on this profile are disabled
CRD#: 2527226
DH

Professional summary


Diane Louise Hall, who also goes by Diane Louise Cheslyn, Diane Louise Moore, Diane Moore, is a registered financial advisor currently at GATEWAY FINANCIAL ADVISORS TEXAS, LLC located in Lampasas, Texas.

Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Diane has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Diane Louise Cheslyn | Diane Louise Moore | Diane Moore

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Diane Louise Hall's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 2, 2022 - Present

GATEWAY FINANCIAL ADVISORS TEXAS, LLC

Office #1: 19261 Fm 581 E, Lampasas, TX 76650
RIA
CRD#: 321174
Lampasas, TX
Past

September 6, 2022 - July 10, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Lampasas, TX
Past

January 6, 2022 - August 3, 2022

SMARTER FINANCIAL SOLUTIONS

RIA
CRD#: 310800
Lampasas, TX
Past

June 18, 2012 - December 17, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Lampasas, TX
Past

June 18, 2012 - December 17, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Lampasas, TX
Past

December 12, 2006 - June 21, 2012

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
CANYON LAKE, TX
Past

November 30, 2005 - June 21, 2012

FSC SECURITIES CORPORATION

BD
CRD#: 7461
CANYON LAKE, TX
Past

March 25, 2003 - December 31, 2004

PAN-AMERICAN INVESTMENT ADVISERS, INC.

RIA
CRD#: 111107
SPRING BRANCH, TX
Past

March 25, 2003 - November 30, 2005

PAN-AMERICAN FINANCIAL ADVISERS

BD
CRD#: 15578
NEW ORLEANS, LA
Past

January 14, 1999 - March 7, 2003

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
HOUSTON, TX
Past

January 14, 1999 - March 7, 2003

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX
Past

September 30, 1994 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

BD
CRD#: 5081
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/2/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/30/2001
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


GF
GATEWAY FINANCIAL ADVISORS TEXAS, LLC
GATEWAY FINANCIAL ADVISORS | SMARTER FINANCIAL SOLUTIONS | GATEWAY TEXAS | GATEWAY FINANCIAL ADVISORS TEXAS, LLC

CRD#: 321174 / SEC#:

Texas
Registered Investment Advisory firm - (6/2/2022 Approved)
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Contact information


Main Address
Lampasas, TX
Mailing Address
Phone number
(210) 757-4522
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts175
AUM (Assets Under Management)$ 34,640,012

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GATEWAY FINANCIAL ADVISORS TEXAS, LLC

CRD#: 321174Lampasas, TX 76650

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