Diane L. Hall

GATEWAY FINANCIAL ADVISORS TEXAS

Lampasas, TX 76650

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CRD#: 2527226

Professional summary

Diane Louise Hall, who also goes by Diane Louise Cheslyn, Diane Louise Moore, Diane Moore, is a registered financial advisor currently at GATEWAY FINANCIAL ADVISORS TEXAS, LLC located in Lampasas, Texas.

Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Diane has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diane Louise Cheslyn | Diane Louise Moore | Diane Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. TRES PLAYAS QUARTER HORSES, LLC, 19261 FM 581 E, Lampasas TX 76550, 07/2015, Day to Day Management of the horses, Owner, NIR, 40 HR/MO - 2 HR/MO Trading. 2. GATEWAY FINANCIAL ADVISORS, 19261 FM 581 E, Lampasas TX 76550, 09/2022, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO Trading. 3. CERTIFIED DIVORCE FINANCIAL ANALYST, 19261 FM 581 E, Lampasas TX 76550, 07/2015, Certified Divorce Financial Analyst, Divorce Planning Services, NIR, 10 HR/MO - 10 HR/MO Trading. 4. GATEWAY FINANCIAL ADVISORS TEXAS, LLC, 19261 FM 581 E, Lampasas TX 76550, 06/2022, IAR, RIA Affiliation, 80 HR/MO - 60 HR/MO Trading. 5. CAMBRIDGE INVESTMENT RESEARCH INC, 1776 Pleasant Plain Rd Fairfield IA 52556 , 09/2022, REGISTERED REP, Providing products such as Life Insurance, Annuities, general securities and alternative investments. 10 HR/MO - 10 HR/MO Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Louise Hall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2022 - Present

GATEWAY FINANCIAL ADVISORS TEXAS, LLC

Office #1: 19261 Fm 581 E, Lampasas, TX 76650

RIA

CRD#: 321174

Lampasas, TX

Past

September 6, 2022 - July 10, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Lampasas, TX

Past

January 6, 2022 - August 3, 2022

SMARTER FINANCIAL SOLUTIONS

RIA

CRD#: 310800

Lampasas, TX

Past

June 18, 2012 - December 17, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Lampasas, TX

Past

June 18, 2012 - December 17, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Lampasas, TX

Past

December 12, 2006 - June 21, 2012

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

CANYON LAKE, TX

Past

November 30, 2005 - June 21, 2012

FSC SECURITIES CORPORATION

CRD#: 7461

CANYON LAKE, TX

Past

March 25, 2003 - December 31, 2004

PAN-AMERICAN INVESTMENT ADVISERS, INC.

RIA

CRD#: 111107

SPRING BRANCH, TX

Past

March 25, 2003 - November 30, 2005

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

January 14, 1999 - March 7, 2003

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

HOUSTON, TX

Past

January 14, 1999 - March 7, 2003

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

September 30, 1994 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/29/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/21/2000

General Securities Principal Examination

Current Firm

GATEWAY FINANCIAL ADVISORS TEXAS, LLC

GATEWAY FINANCIAL ADVISORS | SMARTER FINANCIAL SOLUTIONS | GATEWAY TEXAS | GATEWAY FINANCIAL ADVISORS TEXAS, LLC

CRD#: 321174 / SEC#:

Texas

Registered Investment Advisory firm - (6/2/2022 Approved)

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Contact information

Main Address

Lampasas, TX

Mailing Address

Phone number

(210) 757-4522

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 30,287,570

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Diane L. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Louise Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

SMARTER FINANCIAL SOLUTIONS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

PAN-AMERICAN INVESTMENT ADVISERS, INC.

PAN-AMERICAN FINANCIAL ADVISERS

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

THE VARIABLE ANNUITY MARKETING COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2001

Series 63

Date: 10/4/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/4/2000

Series 6

Date: 9/29/1994

Series 24

Date: 4/21/2000

Current Firm

GATEWAY FINANCIAL ADVISORS TEXAS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GATEWAY FINANCIAL ADVISORS TEXAS, LLC

TRUST BUT VERIFY

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