Robin A. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Alex Young, who also goes by Rob A Young, Robb Young, was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 1994. Robin had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2014 - September 1, 2018
CETERA INVESTMENT ADVISERS LLC
February 5, 2014 - September 1, 2018
CETERA INVESTMENT SERVICES LLC
October 5, 2009 - February 4, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - February 4, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
November 10, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
September 30, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
August 31, 2007 - October 3, 2008
MM ASCEND LIFE INVESTOR SERVICES, LLC
January 19, 2005 - November 18, 2008
ELLIOTT COVE CAPITAL MANAGEMENT
November 5, 2004 - July 27, 2007
DFC INVESTOR SERVICES
January 29, 1999 - November 8, 2004
INVESTMENT CENTERS OF AMERICA, INC.
December 8, 1997 - January 15, 1999
CETERA INVESTMENT SERVICES LLC
April 25, 1995 - December 31, 1997
INVESTMENT CENTERS OF AMERICA, INC.
August 31, 1994 - May 9, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 31, 1994 - May 9, 1995
OSAIC FA, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
