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MT

Mark Ted Torok

CRD# 2526952·Registered 2016 - 2017
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Ted Torok was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2016 - 2017. Mark had worked at 2 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

HARTMAN REAL ASSETS SECURITIES, INC·CRD# 282619
BD
Houston, TX
June 16, 2017 - July 28, 2017
D.H. HILL SECURITIES, LLLP·CRD# 41528
BD
Kingwood, TX
May 31, 2017 - April 14, 2021
HARTMAN REAL ASSETS SECURITIES, INC·CRD# 282619
BD
Houston, TX
December 13, 2016 - June 1, 2017
D.H. HILL SECURITIES, LLLP·CRD# 41528
BD
Kingwood, TX
September 15, 2016 - November 23, 2016

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Current Firm

HR
HARTMAN REAL ASSETS SECURITIES, INC

HARTMAN REAL ASSETS SECURITIES, INC

CRD#: 282619 / SEC#: 8-69724
BD
Terminated by SEC on 07/30/2017

Contact Information

Established

Texas since 10/21/2015

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HARTMAN INCOME REIT, INCCORPORATION/ OWNER—
GARZA, ROBERT MANUELFINOP—
TOROK, MARK TEDPRESIDENT/CCO2526952

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2017About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2023About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Nov 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2016About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2023About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MT
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