Mark T. Torok
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Ted Torok was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2016. Mark had worked at 2 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2017 - July 28, 2017
HARTMAN REAL ASSETS SECURITIES, INC
May 31, 2017 - April 14, 2021
D.H. HILL SECURITIES, LLLP
December 13, 2016 - June 1, 2017
HARTMAN REAL ASSETS SECURITIES, INC
September 15, 2016 - November 23, 2016
D.H. HILL SECURITIES, LLLP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/10/2023
General Securities Representative ExaminationSeries 99TO
Date: 11/10/2023
Operations Professional ExaminationCurrent Firm
HARTMAN REAL ASSETS SECURITIES, INC
CRD#: 282619 / SEC#: , 8-69724
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARTMAN INCOME REIT, INC | CORPORATION/ OWNER | |
| GARZA, ROBERT MANUEL | FINOP | |
| TOROK, MARK TED | PRESIDENT/CCO | 2526952 |
Red Flags
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