Michael J. Ehrlich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ja Ehrlich, who also goes by Michael John Alexander Ehrlich, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2018 - September 13, 2019
SEAPORT GLOBAL SECURITIES LLC
November 3, 2016 - December 5, 2018
D.A. DAVIDSON & CO.
June 14, 2010 - November 2, 2016
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
May 14, 2010 - June 25, 2010
RANGE GLOBAL LLC
February 10, 2009 - April 14, 2010
UPHOLD SECURITIES INC.
January 14, 2008 - January 16, 2009
OPPENHEIMER & CO. INC.
March 22, 2006 - January 14, 2008
CIBC WORLD MARKETS CORP.
September 26, 2005 - March 7, 2006
DEUTSCHE BANK SECURITIES INC.
November 20, 2001 - August 18, 2005
WELLS FARGO SECURITIES, LLC
April 26, 2001 - October 30, 2001
GUGGENHEIM SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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