Peter S. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Scott Moore was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 2 firms and has passed the Series 65 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2008 - April 30, 2014
CLADOS MANAGEMENT LLC
September 11, 1994 - July 25, 1997
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Series 62
Date: 8/29/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
CLADOS MANAGEMENT LLC
CRD#: 146695 / SEC#:
Contact information
Red Flags
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