Manish (. Mittal

KAILIX ADVISORS LLC

AVENTURA, FL 33180

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CRD#: 2526691

Professional summary

Manish (nmn) Mittal, who also goes by Manish Mittal, is a registered financial advisor currently at KAILIX ADVISORS LLC located in Aventura, Florida.

Manish is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Manish has worked at 2 firms and has passed the Series 65 and Series 62 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Manish Mittal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manish (nmn) Mittal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2020 - Present

KAILIX ADVISORS LLC

Office #1: 2980 Ne 207th Street Suite 300, Aventura, FL 33180

RIA

CRD#: 311094

AVENTURA, FL

Past

August 31, 1994 - April 30, 1996

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAILIX ADVISORS LLC

CRD#: 311094 / SEC#: 801-126825

RIA

Registered Investment Advisory firm - (11/3/2022 Approved)

Florida

Registered Investment Advisory firm - (5/4/2023 Terminated)

New York

Registered Investment Advisory firm - (5/4/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/9/2020)

IAR

New York
(3/28/2022)

IAR

Texas
(5/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 62

Date: 8/26/1994

Corporate Securities Limited Representative Examination

Current Firm

KAILIX ADVISORS LLC

CRD#: 311094 / SEC#: 801-126825

RIA

Registered Investment Advisory firm - (11/3/2022 Approved)

Florida

Registered Investment Advisory firm - (5/4/2023 Terminated)

New York

Registered Investment Advisory firm - (5/4/2023 Terminated)

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Contact information

Main Address

2980 Ne 207th Street Suite 300, Aventura, FL 33180

Mailing Address

Phone number

(212) 748-9723

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAILIX DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/24/2025)

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 217,452,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Manish (. Mittal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manish (nmn) Mittal's CRS (Customer Relationship Summary).

Certified licenses

Experience

KAILIX ADVISORS LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

KAILIX ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2020

Series 62

Date: 8/26/1994

Current Firm

KAILIX ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAILIX ADVISORS LLC

TRUST BUT VERIFY

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