Jonathan M. Saxon
Professional summary
Jonathan Marc Saxon is a registered financial professional currently at INVESTEC SECURITIES (US) LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1995. Jonathan has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Marc Saxon's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2025 - Present
INVESTEC SECURITIES (US) LLC
Office #1: 10 East 53rd Street 22nd Floor, New York, NY 10022June 3, 2016 - February 25, 2025
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 6, 2012 - May 31, 2016
BERENBERG CAPITAL MARKETS LLC
November 4, 2010 - May 31, 2012
COWEN SECURITIES LLC
December 11, 2006 - November 3, 2010
KEPLER CAPITAL MARKETS, INC.
February 2, 2001 - September 19, 2006
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
February 28, 1997 - March 10, 2000
GOLDMAN SACHS & CO. LLC
February 21, 1995 - February 12, 1997
ATEL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2025)
(3/13/2025)
(3/12/2025)
(3/12/2025)
Exams
FINRA
Current Firm
INVESTEC SECURITIES (US) LLC
CRD#: 138421 / SEC#: , 8-67162
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTEC USA HOLDINGS CORP. | SOLE MEMBER | |
| GREEN, JONATHAN EVAN | GENERAL COUNSEL, MANAGER AND DIRECTOR | 7964267 |
| HADZIC, EMINA | CHIEF COMPLIANCE OFFICER (08/2025), CORPORATE SECRETARY (05/2022) | 6316232 |
| NAROV, STEVE | CHIEF FINANCIAL OFFICER, FINOP, PFO, POO, BRANCH OFFICE MANAGER AND GENERAL SECURITIES PRINCIPAL | 3060331 |
| ROSENBLUM, SCOTT S. | NON-EMPLOYEE DIRECTOR | 4251370 |
| SUMNER, NOEL JUSTIN | NON-EMPLOYEE DIRECTOR | 7448843 |
| VAN DER WALT, MARLE | NON-EMPLOYEE DIRECTOR | 7694588 |
Red Flags
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