Gregory W. Burgess

BURGESS INVESTMENT MANAGEMENT AND RESEARCH

Toronto, Ontario, M5H 1T1

Some features on this profile are disabled

CRD#: 2526398

Professional summary

Gregory Ward Burgess is a registered financial advisor currently at BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC. .

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Gregory has worked at 2 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Ward Burgess's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2023 - Present

BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.

Office #1: 120 Adelaide Street West Suite 2500, Toronto, Ontario, M5H 1T1

RIA

CRD#: 297648

Toronto, Ontario,

Past

August 25, 1994 - August 1, 1996

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.

10141925 CANADA INC. | BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.

CRD#: 297648 / SEC#: 801-113856

RIA

Registered Investment Advisory firm - (8/17/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/31/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/24/1994

General Securities Representative Examination

Current Firm

BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.

10141925 CANADA INC. | BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.

CRD#: 297648 / SEC#: 801-113856

RIA

Registered Investment Advisory firm - (8/17/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

120 Adelaide Street West Suite 2500, Toronto, Ontario, M5H 1T1

Mailing Address

Phone number

(416) 622-0466

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC. FIRM BROCHURE (PART 2A OF FORM ADV) (3/29/2025)

Regulatory assets under management

Total Number of Accounts	390
AUM (Assets Under Management)	$ 119,908,768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kevin Baker

LPL FINANCIAL LLC

IAR

NORTON, VA

Joseph Benedetti

LPL FINANCIAL LLC

IAR

St Johns, FL

Quinn Carranza

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory W. Burgess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Ward Burgess's CRS (Customer Relationship Summary).

Certified licenses

Experience

BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/1994

Series 3

Date: 8/31/1994

Series 7

Date: 8/24/1994

Current Firm

BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.

TRUST BUT VERIFY

Similar Advisors