John A. Barr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Andrew Barr, who also goes by J. Andrew Barr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2021 - June 9, 2021
WAYPOINT DIRECT INVESTMENTS, LLC
August 19, 2009 - June 26, 2019
KEYBANC CAPITAL MARKETS INC.
March 11, 2005 - February 17, 2009
BANC OF AMERICA SECURITIES LLC
March 5, 1999 - February 25, 2005
CREDIT SUISSE SECURITIES (USA) LLC
April 10, 1997 - February 3, 1999
JPMSI
August 25, 1994 - February 7, 1997
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WAYPOINT DIRECT INVESTMENTS, LLC
CRD#: 132475 / SEC#: , 8-66597
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
