Kenneth C. Allen
Professional summary
Kenneth Craig Allen, who also goes by Kenneth Craig Allen, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Craig Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2024 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020November 16, 2017 - December 1, 2023
CRITO CAPITAL LLC
November 29, 2016 - November 7, 2017
WYNSTON HILL CAPITAL, LLC
January 20, 2015 - July 31, 2015
EASTGATE SECURITIES, LLC
October 15, 2013 - October 30, 2014
NMS CAPITAL SECURITIES, LLC
August 31, 1994 - December 7, 2007
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2024)
(1/2/2025)
(1/2/2025)
(1/31/2024)
(2/2/2024)
Exams
FINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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