Brett A. Sealy
Professional summary
Brett Aaron Sealy is a registered financial professional currently at MBS CAPITAL MARKETS, LLC located in Winter Park, Florida.
Brett is registered as a RR (Registered Representative) and started their career in finance in 1994. Brett has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brett Aaron Sealy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2011 - Present
MBS CAPITAL MARKETS, LLC
Office #1: 152 Lincoln Avenue, Winter Park, FL 32789June 11, 1997 - May 25, 2011
PRAGER & CO., LLC
October 26, 1994 - December 13, 1994
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2011)
(4/20/2020)
(9/23/2011)
(9/26/2011)
(2/5/2013)
(7/1/2011)
(9/30/2020)
(9/23/2011)
(9/23/2011)
(9/28/2011)
(9/26/2011)
(9/23/2011)
(9/23/2011)
(9/23/2011)
(9/26/2011)
(6/6/2024)
(1/26/2015)
(2/1/2013)
(9/26/2011)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
MBS CAPITAL MARKETS, LLC
CRD#: 155065 / SEC#: , 8-68690
Contact information
FINRA licenses (21 States and Territories)
Red Flags
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