Lorraine M. Costelloe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorraine Mary Costelloe was a registered financial professional .
Lorraine is a previously registered financial professional and started their career in finance in 1994. Lorraine had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2010 - January 6, 2011
EDGEROCK BD LLC
October 11, 2002 - May 7, 2015
CPIBD LLC
July 1, 2002 - September 2, 2002
CPIBD LLC
December 8, 1994 - April 25, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Exams
Current Firm
EDGEROCK BD LLC
CRD#: 151352 / SEC#: , 8-68363
Contact information
Documents
Red Flags
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