John P. Hughes
Professional summary
John Patrick Hughes is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia and DALMORE GROUP LLC located in Mcdonough, Georgia.
John is registered as a RR (Registered Representative) and started their career in finance in 1973. John has worked at 11 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 57TO, SIE, Series 55, PC, Series 1, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Patrick Hughes's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2014 - Present
WEALTHFORGE SECURITIES, LLC
Office #1: 3015 W Moore Street Suite 102, Richmond, VA 23230December 12, 2023 - Present
DALMORE GROUP LLC
November 5, 2025 - Present
OPENCASH
Office #1: 1120 Nasa Parkway Suite 220c, Houston, TX 77058March 9, 2012 - March 28, 2013
BA SECURITIES, LLC
February 21, 2011 - March 6, 2012
ILLUSTRO TRADING, LLC
November 14, 2008 - July 6, 2009
COMPASS POINT RESEARCH & TRADING, LLC
June 22, 1993 - June 23, 2008
JANNEY MONTGOMERY SCOTT LLC
February 17, 1993 - July 19, 1993
FOLEY MUFSON HOWE & COMPANY
March 20, 1990 - November 27, 1992
JANNEY MONTGOMERY SCOTT LLC
March 31, 1978 - March 22, 1990
W.H. NEWBOLD'S SON & CO., INC.
October 26, 1976 - March 31, 1978
W. H. NEWBOLD'S SON & CO.
August 1, 1973 - December 3, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/8/1999
Limited Representative-Equity Trader ExamPC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 7/23/1973
Registered Representative ExaminationFINRA
Current Firm
OPENCASH
CRD#: 317007 / SEC#: , 8-70830
Contact information
FINRA licenses (33 States and Territories)
Red Flags
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Company Information
OPENCASH
CRD#: 317007Richmond, VA 23230TRUST BUT VERIFY
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