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JH

John Patrick Hughes

WEALTHFORGE SECURITIES
Richmond, VA
·CRD# 252597·53 years experience

Professional Summary

John Patrick Hughes is a registered financial advisor currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia and DALMORE GROUP LLC located in Mcdonough, Georgia. John is registered as a RR (Registered Representative) and started their career in finance in 1973. John has worked at 13 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 57TO, SIE, Series 55, PC, Series 1, Series 10, Series 9 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

WEALTHFORGE SECURITIES, LLC·CRD# 152550
BD
3015 W Moore Street Suite 102, Richmond, VA 23230
October 9, 2014 - Present
DALMORE GROUP LLC·CRD# 136352
BD
41 Griffin Street, Mcdonough, GA 30252
December 12, 2023 - Present
WEALTHFORGE DISTRIBUTORS, LLC·CRD# 330314
BD
3015 W. Moore St. Suite 102, Richmond, VA 23230
March 31, 2026 - Present
SEQUENCE FINANCIAL SPECIALISTS LLC·CRD# 132915
BD
181 E. Evans St Suite C1, Btc-001, Florence, SC 29506
April 1, 2026 - Present
OPENCASH·CRD# 317007
BD
Haverford, PA
November 5, 2025 - March 13, 2026
BA SECURITIES, LLC·CRD# 153489
BD
W. Conshohocken, PA
March 9, 2012 - March 28, 2013
ILLUSTRO TRADING, LLC·CRD# 32792
BD
New York, NY
February 21, 2011 - March 6, 2012
COMPASS POINT RESEARCH & TRADING, LLC·CRD# 126258
BD
Philadelphia, PA
November 14, 2008 - July 6, 2009
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
June 22, 1993 - June 23, 2008
FOLEY MUFSON HOWE & COMPANY·CRD# 29993
BD
February 17, 1993 - July 19, 1993
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
March 20, 1990 - November 27, 1992
W.H. NEWBOLD'S SON & CO., INC.·CRD# 7575
BD
March 31, 1978 - March 22, 1990
W. H. NEWBOLD'S SON & CO.·CRD# 864
BD
October 26, 1976 - March 31, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
August 1, 1973 - December 3, 1976

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Current Firm

SF
SEQUENCE FINANCIAL SPECIALISTS LLC

INVESTAMERICA | WRSEQUENCE, LLC | SEQUENCE INVESTMENT PARTNERS, LLC | SEQUENCE INVESTMENT PARTNERS, INC. | SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915 / SEC#: 8-66657
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

181 E. Evans Street Ste C1, Florence, SC 29506

Mailing Address

181 E. Evans Street Ste C1, Btc-001, Florence, SC 29506

Phone Number

(843) 319-9100

Established

South Carolina since 04/15/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEQUENCE HOLDINGS LLCOWNER—
GRAHAM, ANDREA JONESCOO6090670
LAVENDER, STACEY LYNNCCO4365033
SADLER, JOQUINN THOMASMANAGING PRINCIPAL2817763
SCHAPS, MICHAEL ROBERTFINOP1892138

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(12/12/2023)
RR
Washington
(3/25/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1987About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1999

PC — AMEX Put and Call Exam

Passed Sep 1977

Series 1 — Registered Representative Examination

Passed Jul 1973

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Apr 2002About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Aug 2001About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Feb 1992About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Patrick Hughes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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