Samuel A. Dodson

SIGNATURE FINANCIAL ADVISORS

Houston, TX 77056

Some features on this profile are disabled

CRD#: 2525762

Professional summary

Samuel Alfonso Dodson is a registered financial advisor currently at SIGNATURE FINANCIAL ADVISORS located in Houston, Texas.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Samuel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

POSITION:INDEPENDENT INSURANCE BROKER. 10-20 HOURS PER WEEK. DESCRIPTION: I OFFER INDEPENDENT ANALYSIS OF INSURANCE PRODUCTS, DEVELOP INSURANCE PROPOSALS (LIFE, DISABILITY, LONG-TERM CARE) COMPARING A NUMBER OF DIFFERENT INSURANCE COMPANIES AND RECOMMEND THE INSURANCE OFFERING THAT BEST ALIGNS WITH THE CLIENT'S OBJECTIVES. THIS MAY INCLUDE THE SALE OF FEE-BASED VARIABLE ANNUITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Alfonso Dodson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2016 - Present

SIGNATURE FINANCIAL ADVISORS

Office #1: 1900 St. James Place Suite 510, Houston, TX 77056

RIA

CRD#: 283964

Houston, TX

Past

January 2, 2004 - December 9, 2016

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

HOUSTON, TX

Past

February 14, 2002 - December 31, 2003

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

HOUSTON, TX

Past

February 14, 2002 - December 9, 2016

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

HOUSTON, TX

Past

February 28, 2001 - February 15, 2002

INTEGRATED FINANCIAL PLANNING SERVICES

CRD#: 17935

HEIDELBERG,

Past

April 10, 1998 - January 12, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

March 1, 1996 - March 10, 1998

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

August 15, 1994 - March 1, 1996

G. R. PHELPS & CO., INC.

CRD#: 173

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/9/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/12/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SIGNATURE FINANCIAL ADVISORS

SIGNATURE FA, LLC | SINGNATURE FINANCIAL ADVISORS | SIGNATURE FINANCIAL ADVISORS

CRD#: 283964 / SEC#:

Texas

Registered Investment Advisory firm - (10/11/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1900 St. James Place Suite 510, Houston, TX 77056

Mailing Address

1900 Saint James Place Suite 510, Houston, TX 77056

Phone number

(713) 552-7000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Troy Wootton

EDWARD JONES

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Samuel A. Dodson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Alfonso Dodson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

INTEGRATED FINANCIAL PLANNING SERVICES

PRUCO SECURITIES, LLC.

MML INVESTORS SERVICES, LLC

G. R. PHELPS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/1999

Series 63

Date: 8/12/1994

SIE

Date: 12/9/2016

Series 7

Date: 8/11/1995

Series 6

Date: 8/12/1994

Current Firm

SIGNATURE FINANCIAL ADVISORS

Contact information

Documents

Red Flags

Company Information

SIGNATURE FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

Similar Advisors