Elridge N. Bollich

SYMPHONY FINANCIAL, LTD. CO.

Houston, TX 77027

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CRD#: 25253

Professional summary

Elridge Nicholas Bollich, who also goes by Elridge Nick Bollich, is a registered financial advisor currently at SYMPHONY FINANCIAL, LTD. CO. located in Houston, Texas and LPL FINANCIAL LLC located in Houston, Texas.

Elridge is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1966. Elridge has worked at 8 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 5, PC, Series 1, Series 53, Series 24, Series 12 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elridge Nick Bollich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 02/2022 / Bollich and Burgoyne / DBA for LPL and Symphony Business / Investment Related / 120 Hr mnth & 40 Hf during trading / Houston, TX 77027 2- 02/2022 / E. Nicholas, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 3- 02/2022 / Jenbrisan, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 4- 02/2022 / Genoa Prospect, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 5- 02/2022 / Nicolina, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Houston, TX 77024 6- 05/04/2022 - Symphony Financial Limited Co. - Investment Related - At Reported Business Location(s ) - Registered Investment Advisor Hybrid - IAR/Financial Professional - Start Date - 02/28/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Symphony Financial Limited Co., an independent investment advisor firm. I started this business activity in 2/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7-11/28/2022 - Bollich & Burgoyne - Investment Related - At Reported Business Location(s) - Other - Hybrid RIA Transition Assistance - Start Date - 11/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elridge Nicholas Bollich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2022 - Present

SYMPHONY FINANCIAL, LTD. CO.

Office #1: 4295 San Felipe Suite 300, Houston, TX 77027

RIA

CRD#: 171816

Houston, TX

Current

March 17, 2022 - Present

LPL FINANCIAL LLC

Office #1: 4295 San Felipe Street Ste 300, Houston, TX 77027

RIA

CRD#: 6413

Houston, TX

Past

July 10, 2015 - March 24, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HOUSTON, TX

Past

July 10, 2015 - March 24, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HOUSTON, TX

Past

April 28, 2009 - August 6, 2015

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

HOUSTON, TX

Past

April 28, 2009 - August 6, 2015

HILLTOP SECURITIES INC.

CRD#: 6220

HOUSTON, TX

Past

June 12, 1997 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HOUSTON, TX

Past

June 5, 1997 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

HOUSTON, TX

Past

October 26, 1988 - June 19, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 14, 1972 - March 4, 1988

ROTAN MOSLE INC.

CRD#: 727

Past

December 28, 1970 - March 16, 1972

CLARK, DODGE & CO., INCORPORATED

CRD#: 161

Past

August 29, 1966 - January 16, 1971

ROTAN MOSLE INC.

CRD#: 727

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYMPHONY FINANCIAL, LTD. CO.

CRD#: 171816 / SEC#: 801-79989

RIA

Registered Investment Advisory firm - (6/30/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/17/2022)

Louisiana
(3/17/2022)

North Carolina
(3/17/2022)

Ohio
(3/18/2022)

Texas
(3/17/2022)

IAR

Texas
(3/18/2022)

Virginia
(3/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/24/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 5/20/1985

Interest Rate Options Examination

General Industry/Product Exam

PC

Date: 8/22/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 8/26/1966

Registered Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/2/2023

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 12

Date: 1/25/1979

NYSE Branch Manager Examination

Principal/Supervisory Exam

Series 40

Date: 2/13/1976

Registered Principal Examination

SRO Registrations

FINRA

Current Firm

SYMPHONY FINANCIAL, LTD. CO.

CRD#: 171816 / SEC#: 801-79989

RIA

Registered Investment Advisory firm - (6/30/2014 Approved)

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Contact information

Main Address

4295 San Felipe Suite 300, Houston, TX 77027

Mailing Address

Phone number

(281) 272-6800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

ADV PART 2 WRAP BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,324
AUM (Assets Under Management)	$ 1,093,185,695

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Elridge N. Bollich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elridge Nicholas Bollich's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

ROTAN MOSLE INC.

CLARK, DODGE & CO., INCORPORATED

ROTAN MOSLE INC.

Primary Firm SEC Registration

SYMPHONY FINANCIAL, LTD. CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/24/1979

Series 52TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 5

Date: 5/20/1985

PC

Date: 8/22/1977

Series 1

Date: 8/26/1966

Series 53

Date: 1/2/2023

Series 24

Date: 1/2/2023

Series 12

Date: 1/25/1979

Series 40

Date: 2/13/1976

FINRA

Current Firm

SYMPHONY FINANCIAL, LTD. CO.

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYMPHONY FINANCIAL, LTD. CO.

TRUST BUT VERIFY

Contact information

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